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hq/03-DESIGN/01-to-be/07-the-substrate.md
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jschoubben 5e83ac2c22 Consolidate: 65 decision records to 52
Jochen: a normal application has 3-5 ADRs, maybe 10 for a large one, and we are
at 65. Fair, and the cause is mine -- I recorded every FINDING as a decision
rather than every fork in the road.

Two merges, both cases where one decision had been split across many records
because it was taken over several days rather than at once.

0019 absorbs ten records about how this repository works: what it is and that
it is public, the folder flow, the two design layers, the issue front door,
status in frontmatter, playbooks, the naming rule, the product name. Those were
never ten decisions -- they were one, seen from ten angles as the repository
took shape.

0016 absorbs the five about the lab: a node is a virtual machine, a router is
scenery, a scenario declares the underlay, a scenario is a closed address
space, and the two scenario classes. Same pattern -- one design, split by the
order it was worked out in.

The consolidated 0019 also raises the bar for what earns a record, since that
is what produced 65: a record is warranted when there is a genuine fork -- a
direction reversed, an alternative that will be proposed again, something
contested. A finding is not a decision, and a bug is certainly not. Everything
else belongs in the design document where the reasoning is actually read.

The checker earned its place here. Deleting nine records left 13 dangling links
across the repository and it named every one, including in AGENTS.md. Nothing
was found by reading.

Remaining clusters worth the same treatment: the host (8 records), delivery
(5), modules (6), connectivity (4), substrate and control plane (4). That would
be 52 down to roughly 30.
2026-08-28 18:53:19 +02:00

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Markdown

---
layer: to-be
status: designed
code: []
updated: 2026-08-27
decisions:
- 02-DECISIONS/0019-how-this-repository-works.md
- 02-DECISIONS/0037-the-host-applies-it-does-not-decide.md
- 02-DECISIONS/0038-a-node-joins-by-linking-first.md
- 02-DECISIONS/0046-the-installer-fetches-what-it-pins.md
- 02-DECISIONS/0047-the-bundle-may-carry-actions-the-link-may-not.md
- 02-DECISIONS/0048-the-substrate-is-named.md
- 02-DECISIONS/0049-a-route-is-a-grant.md
- 02-DECISIONS/0060-the-host-is-built-per-operating-system.md
---
# The substrate
Tier 1. Defined the same way [the control plane](06-the-control-plane.md) is, because the same
gap applied: the word was load-bearing and unpinned.
## The definition
> **The substrate is what the control plane consumes and cannot grant itself.**
Every module that needs a database asks the control plane's provisioning for one. The control
plane needs a database too — and it cannot ask itself, because it is not running yet. That
circularity is not an awkwardness to work around; it *is* the definition. Anything on the wrong
side of it must be raised some other way, and the other way is the bundle the host carries
([ADR 0038](../../02-DECISIONS/0038-a-node-joins-by-linking-first.md)).
The test, applied:
| | control plane needs it | can it grant itself one? | |
|---|---|---|---|
| a relational store — **PostgreSQL** | its own state lives there | no — provisioning needs the store | **substrate** |
| a message bus — **LavinMQ** | it reaches nodes over it ([ADR 0001](../../02-DECISIONS/0001-nodes-communicate-over-a-broker.md)) | no — it cannot grant itself a virtual host | **substrate** |
| an object store — **MinIO** | artifacts and blobs it delivers | no — it needs a bucket to hold them | **substrate** |
| an image registry — **the OCI registry** | images it delivers to nodes | no — it needs a repository | **substrate** |
| an identity provider | only if it delegates authentication | — | **conditional, below** |
| ingress — **Traefik** | not to start; only to be reached by name | — it grants itself one afterwards | **not substrate** ([ADR 0049](../../02-DECISIONS/0049-a-route-is-a-grant.md)) |
| anything else the mesh hosts | no | — | not substrate |
**The role and the product are both written**, here and everywhere
([ADR 0048](../../02-DECISIONS/0048-the-substrate-is-named.md)). The role is what the argument
turns on — the test above works on roles, and would give the same answers for a different store.
The product is what actually gets installed and pinned, and a design that names only the role
does not record that the choice was ever made.
The dependency is on the **protocol**, not the product: AMQP for the bus, S3 for the object
store, the OCI protocol for the registry. That is what keeps the naming safe rather than a
commitment that cannot be revisited — replacing one is a substrate migration, not a redesign.
The store is the exception, and the exception matters: the provisioning model uses databases,
roles and schemas as PostgreSQL means them, so it is the one member that is not a swap.
## What that resolves
**Four or five?** [Research 006](../../01-RESEARCH/006-mesh-from-scratch/00-overview.md) asks
whether the identity provider is a substrate service, and the test answers it *conditionally* —
which is the honest answer rather than a number.
- If the control plane **delegates** authentication, it cannot serve anybody before the provider
exists, and it cannot grant itself a client. **Substrate.**
- If it **authenticates natively**, the provider is an ordinary hosted service like any other.
**Not substrate.**
So the count follows from a design decision that has not been taken, and the record should say
that rather than assert four.
**Why not "important infrastructure".** An identity provider, a mail server and an analytics
service are all infrastructure by any ordinary reading, and none of them are substrate — the
control plane starts and runs without them. *Important* is not the test; *the control plane
cannot obtain it* is.
## What the substrate is not
- **Not tier 0.** The host raises the substrate; it is not part of it. The host carries the
declaration that brings the substrate up, and depends on nothing.
- **Not the control plane.** These are services with no knowledge of the mesh. A store does not
know what a node is.
- **Not a place for logic.** The skeleton is explicit: tier 1 is *declarations only, no logic of
its own.* A substrate service is an upstream image, pinned, with configuration.
- **Not privileged.** The substrate is provisioned *from* by the control plane and grants
nothing on its own initiative.
## The pinned bundle
`substrate.lock` holds **what must exist before the control plane runs** — which is a smaller
set than the substrate, and the difference is easy to miss. It is the only place in the mesh
where versions are pinned by hand rather than resolved.
Being substrate and being in the bundle are two different questions:
| | is it substrate? | must it precede the control plane? |
|---|---|---|
| PostgreSQL | yes — the control plane's own state lives in it | **yes** — there is nowhere to put that state otherwise |
| LavinMQ | yes — it cannot grant itself a virtual host | **not established** — see below |
| MinIO | yes — it cannot grant itself a bucket | no — nothing is delivered before the mesh exists |
| the OCI registry | yes — it cannot grant itself a repository | no — the first node fetches upstream ([ADR 0046](../../02-DECISIONS/0046-the-installer-fetches-what-it-pins.md)) |
The three on the bottom rows are **substrate by role and ordinary by delivery**: by the time
they are wanted there is a control plane, and it provisions them the way it provisions anything.
That keeps the bundle to roughly one image rather than four, which is what makes it small enough
for the review [ADR 0047](../../02-DECISIONS/0047-the-bundle-may-carry-actions-the-link-may-not.md)
requires.
**Why pinned:** the bundle is applied when no mesh exists, so nothing can resolve a version, ask
a registry, or check a constraint. What the host carries must already be exact.
**Why references and not payload:** the bundle names images by **digest** and the host fetches
them ([ADR 0046](../../02-DECISIONS/0046-the-installer-fetches-what-it-pins.md)). A first node is
a real machine with a network; the sealed case is the lab, and the lab places images itself.
Reproducibility comes from pinning the identity of a thing rather than carrying its bytes, which
is what keeps the bundle small enough for a person to read and check.
## Raising it
The order, from [research 011](../../01-RESEARCH/011-the-module-graph/worked-provider.md):
```
0 a container runtime exists detected — docker or podman — or installed
1 PostgreSQL runs pulled by digest, from the bundle
2 a database is created in it an action, run locally
3 the control plane's schema applied an action, against that database
4 the control plane starts and only now is there a mesh
5 LavinMQ, MinIO, the registry, and the ordinary path
everything else are provisioned
```
Only PostgreSQL is raised from the bundle, for the reason in *The pinned bundle* above — the
rest of the substrate is wanted only once there is a control plane to provision it.
**Step 0 is easy to leave out and it is where several things meet.** A substrate service is a
container, so a container runtime must be working before anything else happens — and a runtime
is a *package*, not a container.
**Which runtime is detected, not chosen**
([ADR 0060](../../02-DECISIONS/0060-the-host-is-built-per-operating-system.md)): a machine that
already has one keeps it. On a machine with none, the control plane names the package, because
what it is called differs per system. It is:
- what the host's capability detection already reports, and the first use of that report by
something other than a person;
- **adopted rather than installed** when the machine already has one with configuration somebody
chose ([research 012](../../01-RESEARCH/012-the-minimum-viable-node/00-overview.md));
- a package, which needs the machine's own package manager and a network — both permitted by
[ADR 0046](../../02-DECISIONS/0046-the-installer-fetches-what-it-pins.md).
So the host's bootstrap vocabulary is six shapes: **package**, **container**, **file**,
**directory**, **service**, and **action**. **All six are built**
([`05-the-node-host.md`](05-the-node-host.md) stage 2), so nothing in this bootstrap is
blocked on the host any longer.
**Steps 2 and 3 happen before there is a mesh to do them**, which is why provisioning is part of
the bootstrap rather than a service consumers use later. They are **actions** the bundle
declares and the host runs
([ADR 0047](../../02-DECISIONS/0047-the-bundle-may-carry-actions-the-link-may-not.md)) — so the
host's vocabulary grows by one shape rather than by one resource type per substrate service.
## Open
- **Whether identity is the fifth.** Above; it follows from a decision not yet taken.
- **Whether the bus must precede the control plane.** The bundle table marks this *not
established*, and it is the one row that could still move. The control plane reaches nodes over
AMQP, but at step 4 there is exactly one node and it is the local machine — so whether LavinMQ
is needed to *start* or only to *reach a second node* depends on whether the control plane's own
contexts talk to each other over the bus. If they do, LavinMQ joins PostgreSQL in the bundle and
the bootstrap grows a step; if they do not, it is provisioned like anything else. **This is a
question about the control plane's internal shape, not about the substrate**, which is why it is
not answered here.
- ~~**Whether the host can do step 2.**~~ **Resolved** by
[ADR 0047](../../02-DECISIONS/0047-the-bundle-may-carry-actions-the-link-may-not.md). A service
running on this machine is part of this machine, so the scope was never in question — the real
question was whether the host must learn what a database is, and it must not. The bundle
declares an **action**; the host runs it and verifies it, and what a database means stays with
the module that provides one.
- **Whether one host can raise all four.** The claim under stage 2 of
[the node host](05-the-node-host.md), never proved. If it is false, the tier boundary moves.
- **How the substrate is updated once a mesh exists.** Pinned by hand at bootstrap; afterwards
the control plane could deliver it like anything else, and nothing says whether it does.